UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
FORM SD
Specialized Disclosure Report
ON Semiconductor Corporation
(Exact name of registrant as specified in its charter)
| Delaware | 000-30419 | 36-3840979 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
| ON Semiconductor Corporation 5005 East McDowell Road Phoenix, Arizona |
85008 | |
| (Address of principal executive offices) | (Zip Code) |
George H. Cave
ON Semiconductor Corporation (602) 244-6600
(Name and telephone number, including area code, of the person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
| ☒ | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2018. |
SECTION 1. CONFLICT MINERALS DISCLOSURE
Item 1.01. Conflict Minerals Disclosure and Report
Pursuant to Rule 13p-1 and Section 13(p) of the Securities Exchange Act of 1934, as amended, which implements Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Conflict Regulations”), ON Semiconductor Corporation (the “Company”) was required to make certain inquiries and perform certain due diligence with respect to any “conflict minerals” (as defined by paragraph (d)(3) of Item 1.01 of Form SD) that are necessary to the functionality or production of a product manufactured (or contracted to be manufactured) by the Company or any of its subsidiaries.
Conflict minerals are necessary to the functionality of certain of the Company’s products. As required in the Conflict Regulations, the Company has conducted a reasonable country of origin inquiry (“RCOI”) designed to determine whether any of the conflict minerals originated in the Democratic Republic of the Congo or an adjoining country or are from recycled or scrap sources. Based on its RCOI, the Company was unable to reasonably conclude that all of the conflict minerals contained in its products did not originate in the Democratic Republic of the Congo or an adjoining country or come from recycled or scrap sources. Therefore, the Company was required to exercise due diligence on the source and chain of custody of its conflict minerals in accordance with the Conflict Regulations and Form SD and to file a Conflict Minerals Report.
Conflict Minerals Disclosure
The Company has filed a Conflict Minerals Report which is attached hereto as Exhibit 1.01 and is incorporated herein by reference. Such report is also publicly available on the Company’s website at http://www.onsemi.com/social-responsibility.
Item 1.02. Exhibit
Information concerning conflict minerals required by the Conflict Regulations is included in Exhibit 1.01 to this Specialized Disclosure Report on Form SD.
SECTION 2. EXHIBITS
Item 2.01. Exhibits
| Exhibit No. |
Description | |
| 1.01 | Conflict Minerals Report for the year ended December 31, 2018 as required by Items 1.01 and 1.02 of this Form. | |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| ON SEMICONDUCTOR CORPORATION | ||||||
| (Registrant) | ||||||
| Date: May 24, 2019 | By: | /s/ GEORGE H. CAVE | ||||
| Name: | George H. Cave | |||||
| Title: | Executive Vice President, General Counsel, Chief Compliance & Ethics Officer, Chief Risk Officer, and Secretary | |||||
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EXHIBIT INDEX
| Exhibit No. |
Description | |
| 1.01 | Conflict Minerals Report for the year ended December 31, 2018 as required by Items 1.01 and 1.02 of this Form. | |
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Exhibit 1.01
This unaudited Conflict Minerals Report (this “Report”) of ON Semiconductor Corporation (the “Company,” “ON Semiconductor,” “we,” or “us”) for the year ended December 31, 2018 is attached as Exhibit 1.01 to the Form SD. This Report is also publicly available on the Company’s website: http://www.onsemi.com/social-responsibility. The content of any website referred to in this Report is included for general information only and is not incorporated by reference in this Report.
Pursuant to Rule 13p-1 and Section 13(p) of the Securities Exchange Act of 1934, as amended, which implements Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Conflict Regulations”), the Company was required to make certain inquiries and perform certain due diligence with respect to any “conflict minerals” (as defined by paragraph (d)(3) of Item 1.01 of Form SD) that are necessary to the functionality or production of a product manufactured (or contracted to be manufactured) by the Company or any of its subsidiaries.
The Company is a broad-based supplier of semiconductor components that serves a variety of end markets, including automotive, communications, computing, consumer, industrial, medical, networking, telecommunications, and aerospace/defense. Our extensive portfolio of sensors, power management, logic, system on chip, analog, connectivity, timing, discrete, and custom devices helps customers efficiently solve their design challenges in advanced electronic systems and products.
As a purchaser of products containing the minerals tantalum, tin, tungsten, or gold (collectively, “3TG”) from suppliers for use in our manufacturing process, the Company continues to be concerned about the reports of violence and human rights violations resulting from the sourcing of such minerals from the Democratic Republic of the Congo and adjoining countries (“Covered Countries”). The Company’s Corporate Social Responsibility Report, which addresses these concerns and other actions the Company is taking in the area of social responsibility, is available at http://www.onsemi.com/social-responsibility.
For purposes of this Report, the term “products” is used to describe products manufactured (or contracted to be manufactured) by the Company or any of its subsidiaries. As a result, when conducting its conflict minerals analysis as required by the Conflict Regulations, the Company has considered its sole product to be semiconductor components.
This Report describes the process undertaken for products that were manufactured, or contracted to be manufactured, during calendar year 2018 and that contain conflict minerals. This Report is unaudited, as an independent private sector audit is not required pursuant to guidance provided by the Securities and Exchange Commission (the “SEC”).
As a result of its inquiry, the Company determined that conflict minerals are necessary to the functionality of the Company’s products. In particular, these minerals provide internal electrically conductive connections to the various circuit elements required to manufacture a working semiconductor device and/or provide an electrically conductive path to connect the semiconductor device to the electronic application in which it is utilized.
Conflict minerals are obtained from multiple sources worldwide, and the Company does not desire to eliminate those originating in Covered Countries. However, the Company is committed to pursuing conflict free sourcing of minerals from our supply chain through collaboration with our suppliers, including through our activities as a member of the Responsible Business Alliance (“RBA”), formerly known as the Electronic Industry Citizenship Coalition, and a participant in the Responsible Minerals Initiative (“RMI”), formerly known as the Conflict Free Sourcing Initiative, which began as a joint effort between the RBA and the Global e-Sustainability Initiative. As a member of the RMI, we are required to engage in reasonable due diligence with respect to our supply chain to assure such minerals are not being sourced from entities supporting armed conflict within the Covered Countries. The Company also recognizes the importance of supporting responsible mineral sourcing from the Covered Countries so as not to negatively impact the economies of those countries.
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Due Diligence
In accordance with the Conflict Regulations, the Company conducted a reasonable country of origin inquiry (“RCOI”) designed to determine whether any of the conflict minerals in its products originated in a Covered Country or are from recycled or scrap sources. Based on its RCOI, the Company was unable to reasonably conclude that all of its conflict minerals did not originate in a Covered Country or come from recycled or scrap sources, and the Company continues its diligence on the source and chain of custody of its conflict minerals. In connection with this supply chain diligence, the Company used the Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (Third Edition, OECD 2016) and the related Supplements on tantalum, tin, tungsten, and gold (collectively, the “OECD Guidance”) and, among other actions, implemented the following:
| • | OECD: Step 1: Established a strong management system |
| • | The Company continually reviews and updates policies as appropriate to reflect the procedures by which the Company and its suppliers should conduct due diligence related to conflict minerals. |
| • | The Company established an internal management team to support supply chain due diligence. The internal management team includes appropriate employees within the Company’s quality, supply chain, finance, operations, and legal departments. Regular reports generated as a result of this internal management team’s efforts were provided to the Audit Committee of the Company. |
| • | The Company is a member of the RBA and participates in the RMI as a member of its workgroups, including its smelter engagement team. Such participation allows members to learn from other companies in the electronics industry regarding their conflict mineral plans, programs, and processes. |
| • | The Company utilized the form conflict minerals reporting template (“CMRT”), standardized by the RMI, to collect sourcing information from its suppliers in order to identify whether (i) conflict minerals sourced by such suppliers originated in Covered Countries and (ii) smelters and refiners (collectively, “smelters”) in our supply chain have been validated as conformant in accordance with the Responsible Minerals Assurance Process (“RMAP”), formerly known as the Conflict Free Smelter Program. Appendix A sets forth a list of smelters, provided by the Company’s suppliers, from which the Company obtains certain of its products, including mineral type and standard smelter names. As described below, as of December 31, 2018, 100% of such smelters are on the RMAP Conformant Smelter List (the “Conformant Smelter List”). Cross-recognized certification programs include the London Bullion Metal Association (“LBMA”) Responsible Gold Certification and the Responsible Jewelry Council (“RJC”) Responsible Jewelry Program Chain-of-Custody Certification. Although most of our suppliers provide us with product-level declarations, some of our suppliers continue to provide information at the “company” level. Declarations at the “company” level do not limit the information provided on smelters to those specific to the products that the supplier provides to us. Accordingly, the list of smelters that we include is likely to contain more facilities than those that actually process or refine the conflict minerals contained in our products. |
| • | In addition, a summary of conflict minerals and countries of origin information collected in connection with our RCOI and diligence efforts is attached hereto as Appendix B. |
| • | The RMI developed an audit protocol for verification of entities as conformant with the RMAP in accordance with the OECD Guidance and in conjunction with complementary traceability schemes in the Covered Countries. The Conformant Smelter List is composed of entities that were determined to be conformant with the RMAP and that have been subject to an independent third party audit to assess whether the entity employed policies, practices, and procedures to source conflict free minerals. ON Semiconductor uses the Conformant Smelter List and any other lists that have been recognized by the RMI, including the LBMA and RJC lists for gold, for making conflict minerals determinations with respect to conflict minerals sourced by the Company. We are a member of the RMI and have access to RMI country of origin information for entities on the Conformant Smelter List. |
2
| • | The Company utilizes an internal compliance audit to assess and confirm that the due diligence approach followed by the Company is in accordance with OECD Guidance. |
| • | The Company established communication channels with customers and suppliers to inquire about conflict minerals and alert such entities about the risk of using non-RMAP sources and the grievance mechanisms under our conflict minerals program. |
| • | OECD: Step 2: Risk identification and assessment / Identified supply chain risk |
| • | The Company believes that it has identified 100% of the suppliers who provide it with 3TG through its supply chain diligence. From time to time, RMI releases CMRT revisions. The Company sent an outreach campaign letter requesting the latest CMRT from each of its suppliers. |
| • | The Company employs a third-party web-based software platform to collect, manage, and aggregate the CMRT declarations received from its suppliers and to report the results to its customers. This software ensures the Company has an auditable “chain of custody” regarding receipt of declarations and information received from suppliers. |
| • | The Company uses the RMI’s RCOI report to identify suppliers using smelters that are conformant to a third-party audit program to assess related supply chain risks. The Company also utilizes the RMI’s RCOI report to diligence and confirm certain information from its suppliers. |
| • | The Company’s conflict minerals team reviews all CMRT responses for completeness and consistency with the latest CMRT revision. As of December 31, 2018, the Company had received and reviewed CMRT submissions from 100% of its suppliers. |
| • | OECD Step 3: Strategy to respond to identified risks / Implemented strategy to address that risk |
| • | The Company’s conflict minerals team reviews and updates its own company-level CMRT on a monthly basis to identify any risks in the supply chain for non-RMAP conformant smelters reported by suppliers in their submitted CMRTs. |
| • | Outreach or encouragement letters are sent to suppliers to remove or replace non-RMAP conformant smelters. The Company contacts suppliers and regularly sends out reminder emails to request responses or updates. |
| • | As part of the RMI Smelter Engagement Team campaign, outreach or encouragement letters are also sent directly by the Company’s conflict minerals coordinator to non-RMAP conformant smelters. |
| • | The Company conducts a risk assessment of all suppliers, and suppliers are rated using an internally-developed risk matrix system based on the CMRT submitted. Risk levels are No Risk, Low Risk, Medium Risk, High Risk, and Critical Risk. |
| • | “No Risk” or “Low Risk” means that a supplier is using 100% RMAP conformant smelters with a publicly-posted conflict minerals policy. |
| • | “Medium Risk” means that a supplier is using an active or non-conformant smelter but one which is identified as eligible to participate in the RMAP (or otherwise does not meet the criteria for No Risk or Low Risk above). |
| • | “High Risk” or “Critical Risk” means that a supplier is either using unknown/alleged smelters or has no conflict minerals policy. |
| • | At the end of 2018, 100% of our suppliers were in the “No Risk” or “Low Risk” levels compared to 96.5% at the end of 2017. |
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| • | The Company has developed a date and version controlled document and conflict minerals audit checklist for use in auditing its major suppliers of conflict minerals and has incorporated this checklist into its ongoing supplier audit process. |
| • | At least once a year or whenever there is a major CMRT revision release, all suppliers receive a letter through a third party solution provider for the Company’s conflict free minerals campaign requesting them to: |
| • | continue to source ONLY from RMAP conformant smelters; |
| • | remove or replace non-conformant smelters; |
| • | report immediately any risks or whenever smelters become non-RMAP conformant; and |
| • | identify all conflict minerals smelters in their supply chain and report back to the Company a completed latest CMRT. |
| • | The status of suppliers’ CMRTs is discussed internally in monthly reviews with the conflict minerals team and reported to senior management. |
| • | OECD Step 4: Smelter audits / Independent auditing of smelters |
| • | The Company’s conflict minerals coordinators are members of the RMI working teams that continue to encourage smelters to participate in the RMAP. To that end, the Company approaches, through direct communication and smelter outreach, both the smelters and their customers (the Company’s suppliers) in our supply chain. The Company also contributes to thought leadership and participates in the relevant workgroups and taskforces within industry organizations and industry mechanisms. |
| • | OECD Step 5: Report on supply chain due diligence / Inherent limitations on due diligence measures |
| • | The Company is an indirect purchaser of conflict minerals, and its due diligence measures provide reasonable, not absolute, assurance regarding the source and chain of custody of conflict minerals. The Company’s due diligence processes seek data from its direct suppliers and those suppliers seek similar information within their supply chains to identify the original sources of the conflict minerals. We also rely, to a large extent, on information collected and provided by independent third party audit programs. Such sources of information may produce inaccurate or incomplete information and may be subject to fraud. |
| • | The Company prepares and submits a Conflict Minerals Report to the SEC on an annual basis. This report is made available and posted publicly on the Company’s website. |
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| • | The Company publicly posts and regularly updates its own company-level CMRT on its website at http://www.onsemi.com/social-responsibility. |
Due Diligence Results
As a result of its regular due diligence with suppliers and smelters through RMI’s smelter engagement team, information provided by its suppliers and other information available to it indicates that all of the smelters used were RMAP conformant at the end of 2018 compared to 99.6% at the end of 2017, 98.0% at the end of 2016, and 89.5% at the end of 2015, all as described in the chart below. The smelter or refiner statuses utilized in the chart below are defined as follows:
| • | “Conformant” means that a smelter has been audited and found conformant with the relevant RMAP protocol and is included in the CMRT Standard Smelter List. |
| • | “Active” means that a smelter has engaged in the RMAP program but has not yet been determined to be conformant and is included in the CMRT Standard Smelter List. |
| • | “Non-conformant” means that a smelter meets the definition of a smelter or refiner, is identified as an eligible smelter, has been audited but found not conformant under the RMAP standard, and is included in the CMRT Standard Smelter List. |
| • | “Not Eligible” means that a smelter does not meet the definition of a smelter or refiner or is otherwise ineligible for the RMAP and is not included in the CMRT Standard Smelter List. This includes any alleged or unknown smelter that requires more research. |
Mitigation of Risk Related to Benefiting Armed Groups
The Company continues to improve its processes and procedures to mitigate the risk that its necessary conflict minerals benefit armed groups. In particular, the Company has taken a number of steps to improve its due diligence processes, including, but not limited to, the following:
| • | The Company has incorporated conflict minerals compliance requirements into its supplier handbook for all suppliers. |
| • | The Company has incorporated conflict minerals requirements and checkpoints into its business processes for new product introduction, new supplier qualification, and change management. |
5
| • | The Company reviews and evaluates supplier data that it receives, including by comparison with RMI’s RCOI report and other available data, with a view to increasing the reliability of its information and processes and the completeness and accuracy of such information. |
| • | If a smelter becomes non-RMAP conformant at any time, the Company will send an outreach letter directly to such smelter. |
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APPENDIX A
CONFLICT MINERALS SOURCING INFORMATION*
(as of December 31, 2018)
| SN | METAL | CID | STANDARD SMELTER NAME | SMELTER COUNTRY | ||||
| 1 | Gold | CID000015 | Advanced Chemical Company | UNITED STATES OF AMERICA | ||||
| 2 | Gold | CID000019 | Aida Chemical Industries Co., Ltd. | JAPAN | ||||
| 3 | Gold | CID002560 | Al Etihad Gold LLC | UNITED ARAB EMIRATES | ||||
| 4 | Gold | CID000035 | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | ||||
| 5 | Gold | CID000041 | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | ||||
| 6 | Gold | CID000058 | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL | ||||
| 7 | Gold | CID000077 | Argor-Heraeus S.A. | SWITZERLAND | ||||
| 8 | Gold | CID000082 | Asahi Pretec Corp. | JAPAN | ||||
| 9 | Gold | CID000924 | Asahi Refining Canada Ltd. | CANADA | ||||
| 10 | Gold | CID000920 | Asahi Refining USA Inc. | UNITED STATES OF AMERICA | ||||
| 11 | Gold | CID000090 | Asaka Riken Co., Ltd. | JAPAN | ||||
| 12 | Gold | CID002850 | AU Traders and Refiners | SOUTH AFRICA | ||||
| 13 | Gold | CID000113 | Aurubis AG | GERMANY | ||||
| 14 | Gold | CID000128 | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | ||||
| 15 | Gold | CID000157 | Boliden AB | SWEDEN | ||||
| 16 | Gold | CID000176 | C. Hafner GmbH + Co. KG | GERMANY | ||||
| 17 | Gold | CID000185 | CCR Refinery - Glencore Canada Corporation | CANADA | ||||
| 18 | Gold | CID000189 | Cendres + Metaux S.A. | SWITZERLAND | ||||
| 19 | Gold | CID000233 | Chimet S.p.A. | ITALY | ||||
| 20 | Gold | CID000328 | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF | ||||
| 21 | Gold | CID000362 | DODUCO Contacts and Refining GmbH | GERMANY | ||||
| 22 | Gold | CID000401 | Dowa | JAPAN | ||||
| 23 | Gold | CID000359 | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | ||||
| 24 | Gold | CID000425 | Eco-System Recycling Co., Ltd. | JAPAN | ||||
| 25 | Gold | CID002561 | Emirates Gold DMCC | UNITED ARAB EMIRATES | ||||
| 26 | Gold | CID002459 | Geib Refining Corporation | UNITED STATES OF AMERICA | ||||
| 27 | Gold | CID002243 | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA | ||||
| 28 | Gold | CID000689 | HeeSung Metal Ltd. | KOREA, REPUBLIC OF | ||||
| 29 | Gold | CID000694 | Heimerle + Meule GmbH | GERMANY | ||||
| 30 | Gold | CID000707 | Heraeus Metals Hong Kong Ltd. | CHINA | ||||
| 31 | Gold | CID000711 | Heraeus Precious Metals GmbH & Co. KG | GERMANY | ||||
| 32 | Gold | CID000801 | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | ||||
| 33 | Gold | CID000807 | Ishifuku Metal Industry Co., Ltd. | JAPAN | ||||
| 34 | Gold | CID000814 | Istanbul Gold Refinery | TURKEY | ||||
| 35 | Gold | CID002765 | Italpreziosi | ITALY |
1
| SN | METAL | CID | STANDARD SMELTER NAME | SMELTER COUNTRY | ||||
| 36 | Gold | CID000823 | Japan Mint | JAPAN | ||||
| 37 | Gold | CID000855 | Jiangxi Copper Co., Ltd. | CHINA | ||||
| 38 | Gold | CID000929 | JSC Uralelectromed | RUSSIAN FEDERATION | ||||
| 39 | Gold | CID000937 | JX Nippon Mining & Metals Co., Ltd. | JAPAN | ||||
| 40 | Gold | CID000957 | Kazzinc | KAZAKHSTAN | ||||
| 41 | Gold | CID000969 | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA | ||||
| 42 | Gold | CID000981 | Kojima Chemicals Co., Ltd. | JAPAN | ||||
| 43 | Gold | CID002605 | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | ||||
| 44 | Gold | CID001029 | Kyrgyzaltyn JSC | KYRGYZSTAN | ||||
| 45 | Gold | CID001078 | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | ||||
| 46 | Gold | CID002606 | Marsam Metals | BRAZIL | ||||
| 47 | Gold | CID001113 | Materion | UNITED STATES OF AMERICA | ||||
| 48 | Gold | CID001119 | Matsuda Sangyo Co., Ltd. | JAPAN | ||||
| 49 | Gold | CID001149 | Metalor Technologies (Hong Kong) Ltd. | CHINA | ||||
| 50 | Gold | CID001152 | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | ||||
| 51 | Gold | CID001147 | Metalor Technologies (Suzhou) Ltd. | CHINA | ||||
| 52 | Gold | CID001153 | Metalor Technologies S.A. | SWITZERLAND | ||||
| 53 | Gold | CID001157 | Metalor USA Refining Corporation | UNITED STATES OF AMERICA | ||||
| 54 | Gold | CID001161 | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO | ||||
| 55 | Gold | CID001188 | Mitsubishi Materials Corporation | JAPAN | ||||
| 56 | Gold | CID001193 | Mitsui Mining and Smelting Co., Ltd. | JAPAN | ||||
| 57 | Gold | CID002509 | MMTC-PAMP India Pvt., Ltd. | INDIA | ||||
| 58 | Gold | CID001204 | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | ||||
| 59 | Gold | CID001220 | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY | ||||
| 60 | Gold | CID001259 | Nihon Material Co., Ltd. | JAPAN | ||||
| 61 | Gold | CID002779 | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | ||||
| 62 | Gold | CID001325 | Ohura Precious Metal Industry Co., Ltd. | JAPAN | ||||
| 63 | Gold | CID001326 | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | RUSSIAN FEDERATION | ||||
| 64 | Gold | CID000493 | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | ||||
| 65 | Gold | CID001352 | PAMP S.A. | SWITZERLAND | ||||
| 66 | Gold | CID002919 | Planta Recuperadora de Metales SpA | CHILE | ||||
| 67 | Gold | CID001386 | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | ||||
| 68 | Gold | CID001397 | PT Aneka Tambang (Persero) Tbk | INDONESIA | ||||
| 69 | Gold | CID001498 | PX Precinox S.A. | SWITZERLAND | ||||
| 70 | Gold | CID001512 | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | ||||
| 71 | Gold | CID002510 | Republic Metals Corporation | UNITED STATES OF AMERICA | ||||
| 72 | Gold | CID001534 | Royal Canadian Mint | CANADA | ||||
| 73 | Gold | CID002761 | SAAMP | FRANCE | ||||
| 74 | Gold | CID002973 | Safimet S.p.A | ITALY | ||||
| 75 | Gold | CID001555 | Samduck Precious Metals | KOREA, REPUBLIC OF | ||||
| 76 | Gold | CID002777 | SAXONIA Edelmetalle GmbH | GERMANY | ||||
| 77 | Gold | CID001585 | SEMPSA Joyeria Plateria S.A. | SPAIN | ||||
| 78 | Gold | CID001622 | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA |
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| SN | METAL | CID | STANDARD SMELTER NAME | SMELTER COUNTRY | ||||
| 79 | Gold | CID001736 | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | ||||
| 80 | Gold | CID002516 | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | ||||
| 81 | Gold | CID001756 | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | ||||
| 82 | Gold | CID001761 | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA | ||||
| 83 | Gold | CID001798 | Sumitomo Metal Mining Co., Ltd. | JAPAN | ||||
| 84 | Gold | CID002918 | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | ||||
| 85 | Gold | CID002580 | T.C.A S.p.A | ITALY | ||||
| 86 | Gold | CID001875 | Tanaka Kikinzoku Kogyo K.K. | JAPAN | ||||
| 87 | Gold | CID001916 | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | ||||
| 88 | Gold | CID001938 | Tokuriki Honten Co., Ltd. | JAPAN | ||||
| 89 | Gold | CID001955 | Torecom | KOREA, REPUBLIC OF | ||||
| 90 | Gold | CID001977 | Umicore Brasil Ltda. | BRAZIL | ||||
| 91 | Gold | CID002314 | Umicore Precious Metals Thailand | THAILAND | ||||
| 92 | Gold | CID001980 | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | ||||
| 93 | Gold | CID001993 | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA | ||||
| 94 | Gold | CID002003 | Valcambi S.A. | SWITZERLAND | ||||
| 95 | Gold | CID002030 | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA | ||||
| 96 | Gold | CID002778 | WIELAND Edelmetalle GmbH | GERMANY | ||||
| 97 | Gold | CID002100 | Yamakin Co., Ltd. | JAPAN | ||||
| 98 | Gold | CID002129 | Yokohama Metal Co., Ltd. | JAPAN | ||||
| 99 | Gold | CID002224 | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | ||||
| 100 | Tantalum | CID000092 | Asaka Riken Co., Ltd. | JAPAN | ||||
| 101 | Tantalum | CID000211 | Changsha South Tantalum Niobium Co., Ltd. | CHINA | ||||
| 102 | Tantalum | CID002504 | D Block Metals, LLC | UNITED STATES OF AMERICA | ||||
| 103 | Tantalum | CID000456 | Exotech Inc. | UNITED STATES OF AMERICA | ||||
| 104 | Tantalum | CID000460 | F&X Electro-Materials Ltd. | CHINA | ||||
| 105 | Tantalum | CID002505 | FIR Metals & Resource Ltd. | CHINA | ||||
| 106 | Tantalum | CID002558 | Global Advanced Metals Aizu | JAPAN | ||||
| 107 | Tantalum | CID002557 | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | ||||
| 108 | Tantalum | CID000291 | Guangdong Rising Rare Metals-EO Materials Ltd. | CHINA | ||||
| 109 | Tantalum | CID000616 | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | ||||
| 110 | Tantalum | CID002544 | H.C. Starck Co., Ltd. | THAILAND | ||||
| 111 | Tantalum | CID002547 | H.C. Starck Hermsdorf GmbH | GERMANY | ||||
| 112 | Tantalum | CID002548 | H.C. Starck Inc. | UNITED STATES OF AMERICA | ||||
| 113 | Tantalum | CID002549 | H.C. Starck Ltd. | JAPAN | ||||
| 114 | Tantalum | CID002550 | H.C. Starck Smelting GmbH & Co. KG | GERMANY | ||||
| 115 | Tantalum | CID002545 | H.C. Starck Tantalum and Niobium GmbH | GERMANY | ||||
| 116 | Tantalum | CID002492 | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA |
3
| SN | METAL | CID | STANDARD SMELTER NAME | SMELTER COUNTRY | ||||
| 117 | Tantalum | CID002512 | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | ||||
| 118 | Tantalum | CID002842 | Jiangxi Tuohong New Raw Material | CHINA | ||||
| 119 | Tantalum | CID003191 | Jiujiang Janny New Material Co., Ltd. | CHINA | ||||
| 120 | Tantalum | CID000914 | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | ||||
| 121 | Tantalum | CID000917 | Jiujiang Tanbre Co., Ltd. | CHINA | ||||
| 122 | Tantalum | CID002506 | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | ||||
| 123 | Tantalum | CID002539 | KEMET Blue Metals | MEXICO | ||||
| 124 | Tantalum | CID002568 | KEMET Blue Powder | UNITED STATES OF AMERICA | ||||
| 125 | Tantalum | CID001076 | LSM Brasil S.A. | BRAZIL | ||||
| 126 | Tantalum | CID001163 | Metallurgical Products India Pvt., Ltd. | INDIA | ||||
| 127 | Tantalum | CID001175 | Mineracao Taboca S.A. | BRAZIL | ||||
| 128 | Tantalum | CID001192 | Mitsui Mining and Smelting Co., Ltd. | JAPAN | ||||
| 129 | Tantalum | CID001277 | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | ||||
| 130 | Tantalum | CID001200 | NPM Silmet AS | ESTONIA | ||||
| 131 | Tantalum | CID001508 | QuantumClean | UNITED STATES OF AMERICA | ||||
| 132 | Tantalum | CID002707 | Resind Industria e Comercio Ltda. | BRAZIL | ||||
| 133 | Tantalum | CID001522 | RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA | ||||
| 134 | Tantalum | CID001769 | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | ||||
| 135 | Tantalum | CID001869 | Taki Chemical Co., Ltd. | JAPAN | ||||
| 136 | Tantalum | CID001891 | Telex Metals | UNITED STATES OF AMERICA | ||||
| 137 | Tantalum | CID001969 | Ulba Metallurgical Plant JSC | KAZAKHSTAN | ||||
| 138 | Tantalum | CID002508 | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | ||||
| 139 | Tin | CID000292 | Alpha | UNITED STATES OF AMERICA | ||||
| 140 | Tin | CID000228 | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | ||||
| 141 | Tin | CID003190 | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA | ||||
| 142 | Tin | CID001070 | China Tin Group Co., Ltd. | CHINA | ||||
| 143 | Tin | CID002570 | CV Ayi Jaya | INDONESIA | ||||
| 144 | Tin | CID002592 | CV Dua Sekawan | INDONESIA | ||||
| 145 | Tin | CID000306 | CV Gita Pesona | INDONESIA | ||||
| 146 | Tin | CID002593 | CV Tiga Sekawan | INDONESIA | ||||
| 147 | Tin | CID000315 | CV United Smelting | INDONESIA | ||||
| 148 | Tin | CID002455 | CV Venus Inti Perkasa | INDONESIA | ||||
| 149 | Tin | CID000402 | Dowa | JAPAN | ||||
| 150 | Tin | CID000438 | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) | ||||
| 151 | Tin | CID000468 | Fenix Metals | POLAND | ||||
| 152 | Tin | CID002848 | Gejiu Fengming Metallurgy Chemical Plant | CHINA | ||||
| 153 | Tin | CID002859 | Gejiu Jinye Mineral Company | CHINA | ||||
| 154 | Tin | CID000942 | Gejiu Kai Meng Industry and Trade LLC | CHINA | ||||
| 155 | Tin | CID000538 | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | ||||
| 156 | Tin | CID001908 | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA |
4
| SN | METAL | CID | STANDARD SMELTER NAME | SMELTER COUNTRY | ||||
| 157 | Tin | CID003116 | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA | ||||
| 158 | Tin | CID002849 | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA | ||||
| 159 | Tin | CID002844 | HuiChang Hill Tin Industry Co., Ltd. | CHINA | ||||
| 160 | Tin | CID000760 | Huichang Jinshunda Tin Co., Ltd. | CHINA | ||||
| 161 | Tin | CID000244 | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | ||||
| 162 | Tin | CID001231 | Jiangxi New Nanshan Technology Ltd. | CHINA | ||||
| 163 | Tin | CID002468 | Magnu’s Minerais Metais e Ligas Ltda. | BRAZIL | ||||
| 164 | Tin | CID001105 | Malaysia Smelting Corporation (MSC) | MALAYSIA | ||||
| 165 | Tin | CID002500 | Melt Metais e Ligas S.A. | BRAZIL | ||||
| 166 | Tin | CID001142 | Metallic Resources, Inc. | UNITED STATES OF AMERICA | ||||
| 167 | Tin | CID002773 | Metallo Belgium N.V. | BELGIUM | ||||
| 168 | Tin | CID002774 | Metallo Spain S.L.U. | SPAIN | ||||
| 169 | Tin | CID001173 | Mineracao Taboca S.A. | BRAZIL | ||||
| 170 | Tin | CID001182 | Minsur | PERU | ||||
| 171 | Tin | CID001191 | Mitsubishi Materials Corporation | JAPAN | ||||
| 172 | Tin | CID002858 | Modeltech Sdn Bhd | MALAYSIA | ||||
| 173 | Tin | CID001314 | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | ||||
| 174 | Tin | CID002517 | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | ||||
| 175 | Tin | CID001337 | Operaciones Metalurgical S.A. | BOLIVIA (PLURINATIONAL STATE OF) | ||||
| 176 | Tin | CID000309 | PT Aries Kencana Sejahtera | INDONESIA | ||||
| 177 | Tin | CID001399 | PT Artha Cipta Langgeng | INDONESIA | ||||
| 178 | Tin | CID002503 | PT ATD Makmur Mandiri Jaya | INDONESIA | ||||
| 179 | Tin | CID001402 | PT Babel Inti Perkasa | INDONESIA | ||||
| 180 | Tin | CID002776 | PT Bangka Prima Tin | INDONESIA | ||||
| 181 | Tin | CID003205 | PT Bangka Serumpun | INDONESIA | ||||
| 182 | Tin | CID001419 | PT Bangka Tin Industry | INDONESIA | ||||
| 183 | Tin | CID001421 | PT Belitung Industri Sejahtera | INDONESIA | ||||
| 184 | Tin | CID001428 | PT Bukit Timah | INDONESIA | ||||
| 185 | Tin | CID001434 | PT DS Jaya Abadi | INDONESIA | ||||
| 186 | Tin | CID002530 | PT Inti Stania Prima | INDONESIA | ||||
| 187 | Tin | CID001448 | PT Karimun Mining | INDONESIA | ||||
| 188 | Tin | CID002829 | PT Kijang Jaya Mandiri | INDONESIA | ||||
| 189 | Tin | CID002870 | PT Lautan Harmonis Sejahtera | INDONESIA | ||||
| 190 | Tin | CID002835 | PT Menara Cipta Mulia | INDONESIA | ||||
| 191 | Tin | CID001453 | PT Mitra Stania Prima | INDONESIA | ||||
| 192 | Tin | CID001457 | PT Panca Mega Persada | INDONESIA | ||||
| 193 | Tin | CID000313 | PT Premium Tin Indonesia | INDONESIA | ||||
| 194 | Tin | CID001458 | PT Prima Timah Utama | INDONESIA | ||||
| 195 | Tin | CID001460 | PT Refined Bangka Tin | INDONESIA | ||||
| 196 | Tin | CID001463 | PT Sariwiguna Binasentosa | INDONESIA | ||||
| 197 | Tin | CID001468 | PT Stanindo Inti Perkasa | INDONESIA | ||||
| 198 | Tin | CID002816 | PT Sukses Inti Makmur | INDONESIA |
5
| SN | METAL | CID | STANDARD SMELTER NAME | SMELTER COUNTRY | ||||
| 199 | Tin | CID001471 | PT Sumber Jaya Indah | INDONESIA | ||||
| 200 | Tin | CID001477 | PT Timah (Persero) Tbk Kundur | INDONESIA | ||||
| 201 | Tin | CID001482 | PT Timah (Persero) Tbk Mentok | INDONESIA | ||||
| 202 | Tin | CID001490 | PT Tinindo Inter Nusa | INDONESIA | ||||
| 203 | Tin | CID001493 | PT Tommy Utama | INDONESIA | ||||
| 204 | Tin | CID002706 | Resind Industria e Comercio Ltda. | BRAZIL | ||||
| 205 | Tin | CID001539 | Rui Da Hung | TAIWAN, PROVINCE OF CHINA | ||||
| 206 | Tin | CID001758 | Soft Metais Ltda. | BRAZIL | ||||
| 207 | Tin | CID001898 | Thaisarco | THAILAND | ||||
| 208 | Tin | CID002036 | White Solder Metalurgia e Mineracao Ltda. | BRAZIL | ||||
| 209 | Tin | CID002158 | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | ||||
| 210 | Tin | CID002180 | Yunnan Tin Company Limited | CHINA | ||||
| 211 | Tungsten | CID000004 | A.L.M.T. TUNGSTEN Corp. | JAPAN | ||||
| 212 | Tungsten | CID002833 | ACL Metais Eireli | BRAZIL | ||||
| 213 | Tungsten | CID002513 | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | ||||
| 214 | Tungsten | CID000258 | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | ||||
| 215 | Tungsten | CID000499 | Fujian Jinxin Tungsten Co., Ltd. | CHINA | ||||
| 216 | Tungsten | CID000875 | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | ||||
| 217 | Tungsten | CID002315 | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | ||||
| 218 | Tungsten | CID002494 | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | ||||
| 219 | Tungsten | CID000568 | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA | ||||
| 220 | Tungsten | CID000218 | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | ||||
| 221 | Tungsten | CID002542 | H.C. Starck Smelting GmbH & Co. KG | GERMANY | ||||
| 222 | Tungsten | CID002541 | H.C. Starck Tungsten GmbH | GERMANY | ||||
| 223 | Tungsten | CID000766 | Hunan Chenzhou Mining Co., Ltd. | CHINA | ||||
| 224 | Tungsten | CID002579 | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | ||||
| 225 | Tungsten | CID000769 | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | ||||
| 226 | Tungsten | CID002649 | Hydrometallurg, JSC | RUSSIAN FEDERATION | ||||
| 227 | Tungsten | CID000825 | Japan New Metals Co., Ltd. | JAPAN | ||||
| 228 | Tungsten | CID002551 | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | ||||
| 229 | Tungsten | CID002321 | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | ||||
| 230 | Tungsten | CID002318 | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | ||||
| 231 | Tungsten | CID002317 | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | ||||
| 232 | Tungsten | CID002316 | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | ||||
| 233 | Tungsten | CID000966 | Kennametal Fallon | UNITED STATES OF AMERICA | ||||
| 234 | Tungsten | CID000105 | Kennametal Huntsville | UNITED STATES OF AMERICA | ||||
| 235 | Tungsten | CID002319 | Malipo Haiyu Tungsten Co., Ltd. | CHINA | ||||
| 236 | Tungsten | CID002845 | Moliren Ltd. | RUSSIAN FEDERATION | ||||
| 237 | Tungsten | CID002589 | Niagara Refining LLC | UNITED STATES OF AMERICA |
6
| SN | METAL | CID | STANDARD SMELTER NAME | SMELTER COUNTRY | ||||
| 238 | Tungsten | CID002543 | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIETNAM | ||||
| 239 | Tungsten | CID002827 | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | ||||
| 240 | Tungsten | CID002815 | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA | ||||
| 241 | Tungsten | CID001889 | Tejing (Vietnam) Tungsten Co., Ltd. | VIETNAM | ||||
| 242 | Tungsten | CID002724 | Unecha Refractory metals plant | RUSSIAN FEDERATION | ||||
| 243 | Tungsten | CID002044 | Wolfram Bergbau und Hutten AG | AUSTRIA | ||||
| 244 | Tungsten | CID002843 | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF | ||||
| 245 | Tungsten | CID002320 | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | ||||
| 246 | Tungsten | CID002082 | Xiamen Tungsten Co., Ltd. | CHINA | ||||
| 247 | Tungsten | CID002830 | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | ||||
| 248 | Tungsten | CID002095 | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA |
| * | Note that the above reported standard smelter and refiner facility names and smelter locations were taken from an RMI report as of December 31, 2018. |
7
APPENDIX B
Below is a summary of the minerals used in ON Semiconductor products and country of origin information, collected as a result of the Company’s RCOI and due diligence from all suppliers based on information available to the Company as of December 31, 2018.
| CONFLICT MINERALS | SMELTER COUNTRY OF ORIGIN SOURCING INFORMATION | |
| GOLD | AUSTRALIA, AUSTRIA, BELGIUM, BRAZIL, CANADA, CHINA, FRANCE, GERMANY, INDIA, INDONESIA, ITALY, JAPAN, KAZAKHSTAN, KOREA (REPUBLIC OF), KYRGYZSTAN, MEXICO, PHILIPPINES, RUSSIAN FEDERATION, SINGAPORE, SOUTH AFRICA, SPAIN, SWEDEN, SWITZERLAND, TAIWAN, THAILAND, THE NETHERLANDS, TURKEY, UNITED ARAB EMIRATES, UNITED STATES OF AMERICA, UZBEKISTAN | |
| TANTALUM | BRAZIL, CHINA, ESTONIA, GERMANY, INDIA, JAPAN, KAZAKHSTAN, MACEDONIA, MEXICO, RUSSIAN FEDERATION, THAILAND, UNITED STATES OF AMERICA
*Australia, Bolivia, Brazil, Colombia, China, Ethiopia, French Guinea, Guyana, India, Kazakhstan, Madagascar, Malaysia, Namibia, Nigeria, Russian Federation, Sierra Leone, Thailand, United States of America, Zimbabwe, Mozambique, Burundi, Democratic Republic of the Congo, Rwanda | |
| TIN | BELGIUM, BOLIVIA, BRAZIL, CHINA, INDONESIA, JAPAN, MALAYSIA, PERU, PHILIPPINES, POLAND, SPAIN, TAIWAN, THAILAND, UNITED STATES OF AMERICA
*Argentina, Australia, Bolivia, Brazil, China, Colombia, Germany, Indonesia, Laos,
Malaysia, Mongolia, Myanmar, Nigeria, Peru, Portugal, Russian Federation, Thailand, Great Britain, Northern Ireland, Vietnam, Zimbabwe, Burundi, Rwanda, Uganda, Democratic Republic of the | |
| TUNGSTEN | AUSTRIA, BRAZIL, CHINA, GERMANY, JAPAN, KOREA (REPUBLIC OF), PHILIPPINES, RUSSIAN FEDERATION, UNITED STATES OF AMERICA, VIETNAM
*Australia, Austria, Bolivia, Brazil, Cambodia, Canada, China, Colombia, Japan, Mexico, Mongolia, Nigeria, Portugal, Russian Federation, Spain, Great Britain, Northern Ireland, United States of America, Uzbekistan, Vietnam, Burundi, Democratic Republic of the Congo, Rwanda | |
* According to RMI’s RCOI data, some smelters are sourcing indirectly from these countries where tantalum, tin, and tungsten from the Democratic Republic of the Congo region have been validated by the RMI as “conformant” with RMAP protocols. In contrast, smelters directly source from the countries listed in all capital letters.
1