UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
FORM SD
Specialized Disclosure Report
ON Semiconductor Corporation
(Exact name of registrant as specified in its charter)
| Delaware | 000-30419 | 36-3840979 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) | ||
| ON Semiconductor Corporation 5005 E. McDowell Road Phoenix, Arizona |
85008 | |||
| (Address of principal executive offices) | (Zip Code) | |||
George H. Cave, Esq.
ON SEMICONDUCTOR CORPORATION
(602) 244-6600
(Name and telephone number, including area code, of the
person to contact in connection with this report)
Check the appropriate box to indicate the rule filing pursuant to which this form is being filed, and provide the period to which the information in this form applies:
| x | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13P-1) for the reporting period from January 1 to December 31, 2013. |
Item 1.01. Conflict Minerals Disclosure and Report
ON Semiconductor Corporation (the “Company”) is a broad based supplier of semiconductor components that serve a variety of end markets, including automotive, consumer, computing, industrial, wireless, networking, military-aerospace and medical. Our extensive portfolio of power and signal management, logic, discrete and custom devices helps customers efficiently solve their design challenges in advanced electronic systems and products. The Company conducts its worldwide operations in a socially, environmentally and ethically responsible manner and expects its suppliers to follow similar principles.
Pursuant to Rule 13p-1 and Section 13(p) of the Securities Exchange Act of 1934, as amended, which implements Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Conflict Regulations”), the Company was required to make certain inquiries and perform certain due diligence with respect to any “conflict minerals” (as defined by paragraph (d)(3) of Item 1.01 of Form SD) that are necessary to the functionality or production of a product manufactured (or contracted to be manufactured) by the Company or any of its subsidiaries.
As a result of its initial inquiry, the Company determined that conflict minerals are necessary to the functionality of the Company’s products. After conducting a country of origin and a supply chain due diligence inquiry, the Company has been unable to conclusively determine that certain of its conflict minerals did not originate in the Democratic Republic of the Congo or an adjoining country or come from recycled or scrap sources, or that such conflict minerals did not directly or indirectly finance or benefit armed groups in the Democratic Republic of the Congo or an adjoining country. Accordingly, because of the foregoing determinations, the Company is describing its products as “DRC conflict undeterminable” as such designations exists under the Conflict Regulations.
Conflict Minerals Disclosure
The Company has filed an unaudited Conflicts Minerals Report which is attached hereto as Exhibit 1.02 and is incorporated herein by reference. Such report is also publicly available on the Company website at the following link: http://www.onsemi.com/social-responsibility. Since such Conflicts Mineral Report is for a period that qualifies as a temporary, interim period specified in Instruction 2 to Item 1.01, the Company was not required, under existing rules and regulations, to obtain an independent private sector audit of such Conflict Minerals Report.
Item 2.01. Exhibits
| Exhibit No. |
Description | |
| 1.02 | Conflict Mineral Report | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ON SEMICONDUCTOR CORPORATION (Registrant) | ||||||
| Date: June 2, 2014 | By: | /s/ George H. Cave | ||||
| George H. Cave | ||||||
EXHIBIT INDEX
| Exhibit No. |
Description | |
| 1.02 | Conflict Mineral Report | |
EXHIBIT 1.02
CONFLICT MINERALS REPORT
This unaudited Conflict Minerals Report (this “Report”) of ON Semiconductor Corporation (the “Company”) is attached as Exhibit 1.02 to the Form SD for the year ending December 31, 2013. This Report is also publicly available on the Company’s website at the following link: http://www.onsemi.com/social-responsibility.
The Company is a broad based supplier of semiconductor components that serve a variety of end markets, including automotive, consumer, computing, industrial, wireless, networking, military-aerospace and medical. Our extensive portfolio of power and signal management, logic, discrete and custom devices helps customers efficiently solve their design challenges in advanced electronic systems and products. As a purchaser of products containing the metals tin, tantalum, tungsten or gold from suppliers for use in our manufacturing process, the Company continues to be concerned about the reports of violence and human rights violations resulting from the sourcing of such metals from the Democratic Republic of the Congo and adjoining countries (“Covered Countries”). The Company’s Corporate Social Responsibility Report is available at http://www.onsemi.com/social-responsibility.
Pursuant to Rule 13p-1 and Section 13(p) of the Securities Exchange Act of 1934, as amended, which implements Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Conflict Regulations”), the Company was required to make certain inquires and perform certain due diligence with respect to any “conflict minerals” (as defined by paragraph (d)(3) of Item 1.01 of Form SD) that are necessary to the functionality or production of a product manufactured (or contracted to be manufactured) by the Company or any of its subsidiaries. For purposes of this report, the term “products” is used to describe products manufactured (or contracted to be manufactured) by the Company or any of its subsidiaries. As a result, when conducting its conflict minerals analysis as required by the federal securities rules, the Company has considered its sole product to be semiconductor components.
As a result of its initial inquiry, the Company determined that conflict minerals are necessary to the functionality of the Company’s products. In particular, these metals provide internal electrically conductive connections to the various circuit elements required to manufacture a working semiconductor device and/or provide an electrically conductive path to connect the semiconductor device to the electronic application in which it is utilized.
After conducting a country of origin and a supply chain due diligence inquiry, the Company has been unable to determine that certain of its conflict minerals did not originate in the Covered Countries or come from recycled or scrap sources, or that such conflict minerals did not directly or indirectly finance or benefit armed groups in the Covered Countries.
Conflict minerals are obtained from sources worldwide and the Company does not desire to eliminate those originating in Covered Countries. However, the Company is committed to ensuring conflict free sourcing of metals from our supply chain through collaboration with our suppliers. Specifically, as a member of the Electronic Industry Citizenship Coalition (“EICC”) and a participant in the EICC working group regarding conflict minerals, we support and utilize the EICC and Global e-Sustainability Initiative (“GeSI”) process, which requires that members engage in reasonable due diligence with their supply chain to assure such metals are not being sourced from entities supporting armed conflict within the Covered Countries. The Company also recognizes the importance of supporting responsible mineral sourcing from the Covered Countries so as not to negatively impact the economies of those countries.
1
Due Diligence
As discussed above, based on the Company’s reasonable country of origin inquiry (“RCOI”), the Company was unable to reasonably conclude that all of its conflict minerals did not originate in a Covered Country or come from recycled or scrap sources, or directly or indirectly finance or benefit armed groups in a Covered Country and the Company commenced diligence on the source and chain of custody of its conflict minerals. In connection with this supply chain diligence, the Company used the framework advocated by the Organization for Economic Co-operation and Development (“OECD”) and, among other actions, implemented the following guidance of the OECD:
| • | Established a strong management system |
| • | The Company reviewed and updated existing policies to reflect the procedures by which the Company and its suppliers should conduct conflict minerals related diligence. |
| • | The Company established an internal management team to support supply chain due diligence. Such internal management team included appropriate employees within the Company’s quality, supply chain, finance, operations and legal departments. Regular reports generated as a result of this internal management team’s efforts were provided to the Audit Committee of the Company. |
| • | The Company utilized the form conflicts minerals reporting template, standardized by the EICC, to collect sourcing information from its suppliers to identify whether (i) conflict minerals sourced by such suppliers originated in Covered Countries and (ii) whether or not smelters used by such suppliers (or such suppliers’ suppliers) have been validated as compliant in accordance with the Conflict Free Smelter Program. Appendix A sets forth a list of smelters, provided by our suppliers, from which the Company obtains product, including mineral type, standard smelter names, and whether the smelter is on the Conflict-Free Sourcing Initiative Compliant Smelter List. In addition, a summary of conflict minerals and countries of origin information, collected as a result of our RCOI efforts, is attached hereto as Appendix B. |
| • | The Conflict Free Sourcing Initiative, an initiative of the EICC and GeSI (“CFSI”), has developed an audit protocol for verification of entities as compliant with the Conflict Free Smelter Program (“CFSP”) in accordance with the OECD Guidance and in conjunction with complementary traceability schemes in the Covered Countries. The Conflict Free Smelter List is composed of entities that are compliant with the CFSP and that have been subject to an independent third party audit to assess whether the entity employed policies, practices, and procedures to source conflict free minerals. We are a member of CFSI and have access to CFSI country of origin information for entities on the Conflict Free Smelter List. CFSI has chosen to address confidential business information concerns by aggregating the countries of origin for conflict minerals sourced by such entities on the Conflict Free Smelter List. |
2
| • | The Company conducted a multiphase internal audit to assess and confirm that the due diligence approach followed by the Company was in accordance with OECD framework. |
| • | Identified supply chain risk |
| • | As of December 31, 2013, the Company received declaration from approximately 90% of its suppliers of conflict minerals using the EICC/GeSI conflict minerals reporting template. As of the date of this filing, the Company has received declaration from 100% of its suppliers of conflict minerals using the EICC/GeSI conflict minerals reporting template. |
| • | The Company employed a third party web based software platform to collect, manage and aggregate the templates received from its suppliers and to report the results to its customers. |
| • | Implemented strategy to address that risk |
| • | The Company has developed a date and version controlled document and conflict minerals audit checklist for use in auditing its major suppliers of conflict minerals and has incorporated this checklist into its ongoing supplier audit process. |
| • | Independent auditing of smelters |
| • | In collaboration with several fellow EICC member companies, the Company participated in audits and pre-audits of certain smelters for conflict minerals in Indonesia, Brazil and Japan. |
| • | Inherent limitations on due diligence measures |
| • | The Company is an indirect purchaser of conflict minerals and our due diligence measures provide reasonable, not absolute, assurance regarding the source and chain of custody of conflict minerals. Our due diligence processes seek data from our direct suppliers and those suppliers seek similar information within their supply chains to identify the original sources of the conflict minerals. Such sources of information may produce inaccurate or incomplete information and may be subject to fraud. |
Products
As indicated above, the Company has been unable to determine the origins of certain of the conflict minerals contained in its products. Because the Company cannot determine the origins of the minerals, the Company is not able to state that products containing such minerals do not contain conflict minerals that directly or indirectly finance or benefit armed groups in the Covered Countries.
Mitigation of Risk Related to Benefiting Armed Groups
The Company continues to improve its processes and procedures to mitigate the risk that its necessary conflict minerals benefit armed groups. In particular, the Company has taken the following steps to improve its due diligence processes:
| • | The Company has incorporated conflict minerals compliance requirements into its supplier handbook for all suppliers. |
| • | The Company has incorporated conflict minerals requirements and checkpoints into its business processes for new product introduction, new supplier qualification and change management. |
3
APPENDIX A
CONFLICT MINERALS SOURCING INFORMATION
| Metal |
Standard Smelter Name |
Comments | ||
| Gold |
Aida Chemical Industries Co. Ltd. | CFSI Standard Smelter Name | ||
| Gold |
Allgemeine Gold- und Silberscheideanstalt A.G. | CFSP Compliant | ||
| Gold |
Almalyk Mining and Metallurgical Complex (AMMC) | CFSI Standard Smelter Name | ||
| Gold |
AngloGold Ashanti Mineração Ltda | CFSP Compliant | ||
| Gold |
Argor-Heraeus SA | CFSP Compliant | ||
| Gold |
Asahi Pretec Corp | CFSP Compliant | ||
| Gold |
Asaka Riken Co Ltd | CFSI Standard Smelter Name | ||
| Gold |
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | CFSI Standard Smelter Name | ||
| Gold |
Aurubis AG | CFSI Standard Smelter Name | ||
| Gold |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | CFSI Standard Smelter Name | ||
| Gold |
Boliden AB | CFSI Standard Smelter Name | ||
| Gold |
Caridad | CFSI Standard Smelter Name | ||
| Gold |
Cendres & Métaux SA | CFSI Standard Smelter Name | ||
| Gold |
Chimet SpA | CFSP Compliant | ||
| Gold |
Chugai Mining | CFSI Standard Smelter Name | ||
| Gold |
Codelco | Unknown | ||
| Gold |
Daejin Indus Co. Ltd | CFSI Standard Smelter Name | ||
| Gold |
DaeryongENC | CFSI Standard Smelter Name | ||
| Gold |
Do Sung Corporation | CFSI Standard Smelter Name | ||
| Gold |
Dowa | CFSP Compliant | ||
| Gold |
FSE Novosibirsk Refinery | CFSI Standard Smelter Name | ||
| Gold |
Heimerle + Meule GmbH | CFSI Standard Smelter Name | ||
| Gold |
Heraeus Ltd Hong Kong | CFSP Compliant | ||
| Gold |
Heraeus Precious Metals GmbH & Co. KG | CFSP Compliant | ||
| Gold |
Hwasung CJ Co. Ltd | CFSI Standard Smelter Name | ||
| Gold |
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CFSI Standard Smelter Name | ||
| Gold |
Ishifuku Metal Industry Co., Ltd. | CFSP Compliant | ||
| Gold |
Istanbul Gold Refinery | CFSP Compliant | ||
| Gold |
Japan Mint | CFSI Standard Smelter Name | ||
| Gold |
Jiangxi Copper Company Limited | CFSI Standard Smelter Name | ||
| Gold |
Johnson Matthey Inc | CFSP Compliant | ||
4
| Gold |
Johnson Matthey Limited | CFSP Compliant | ||
| Gold |
JSC Ekaterinburg Non-Ferrous Metal Processing Plant | CFSI Standard Smelter Name | ||
| Gold |
JSC UralElectromed | CFSI Standard Smelter Name | ||
| Gold |
JX Nippon Mining & Metals Co., Ltd | CFSP Compliant | ||
| Gold |
Kazzinc Ltd | CFSI Standard Smelter Name | ||
| Gold |
Kojima Chemicals Co. Ltd | CFSP Compliant | ||
| Gold |
Korea Metal | CFSI Standard Smelter Name | ||
| Gold |
Kyrgyzaltyn JSC | CFSI Standard Smelter Name | ||
| Gold |
L’azurde Company For Jewelry | CFSI Standard Smelter Name | ||
| Gold |
LS-Nikko Copper Inc | CFSP Compliant | ||
| Gold |
Materion | CFSP Compliant | ||
| Gold |
Matsuda Sangyo Co. Ltd | CFSP Compliant | ||
| Gold |
Metalor Technologies (Hong Kong) Ltd | CFSP Compliant | ||
| Gold |
Metalor Technologies SA | CFSP Compliant | ||
| Gold |
Metalor USA Refining Corporation | CFSP Compliant | ||
| Gold |
Met-Mex Peñoles, S.A. | CFSI Standard Smelter Name | ||
| Gold |
Mitsubishi Materials Corporation | CFSP Compliant | ||
| Gold |
Mitsui Mining and Smelting Co., Ltd. | CFSP Compliant | ||
| Gold |
Moscow Special Alloys Processing Plant | CFSI Standard Smelter Name | ||
| Gold |
Nadir Metal Rafineri San. Ve Tic. A.Ş. | CFSI Standard Smelter Name | ||
| Gold |
Navoi Mining and Metallurgical Combinat | CFSI Standard Smelter Name | ||
| Gold |
Nihon Material Co. LTD | CFSP Compliant | ||
| Gold |
Ohio Precious Metals | CFSP Compliant | ||
| Gold |
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet) | CFSI Standard Smelter Name | ||
| Gold |
OJSC Kolyma Refinery | CFSI Standard Smelter Name | ||
| Gold |
PAMP SA | CFSP Compliant | ||
| Gold |
Pan Pacific Copper Co. LTD | CFSI Standard Smelter Name | ||
| Gold |
Prioksky Plant of Non-Ferrous Metals | CFSI Standard Smelter Name | ||
| Gold |
PT Aneka Tambang (Persero) Tbk | CFSI Standard Smelter Name | ||
| Gold |
PX Précinox SA | CFSI Standard Smelter Name | ||
| Gold |
Rand Refinery (Pty) Ltd | CFSP Compliant | ||
| Gold |
Royal Canadian Mint | CFSP Compliant | ||
| Gold |
Sabin Metal Corp. | CFSI Standard Smelter Name | ||
| Gold |
SAMWON METALS Corp. | CFSI Standard Smelter Name | ||
| Gold |
Schone Edelmetaal | CFSI Standard Smelter Name | ||
| Gold |
SEMPSA Joyeria Plateria SA | CFSP Compliant | ||
| Gold |
Shandong Zhaojin Gold & Silver Refinery Co. Ltd | CFSI Standard Smelter Name | ||
| Gold |
SOE Shyolkovsky Factory of Secondary Precious Metals | CFSI Standard Smelter Name | ||
5
| Gold |
Solar Applied Materials Technology Corp. | CFSP Compliant | ||
| Gold |
Sumitomo Metal Mining Co. Ltd. | CFSP Compliant | ||
| Gold |
Suzhou Xingrui Noble | CFSI Standard Smelter Name | ||
| Gold |
Tanaka Kikinzoku Kogyo K.K. | CFSP Compliant | ||
| Gold |
The Great Wall Gold and Silver Refinery of China | CFSI Standard Smelter Name | ||
| Gold |
The Refinery of Shandong Gold Mining Co. Ltd | CFSI Standard Smelter Name | ||
| Gold |
Tokuriki Honten Co. Ltd | CFSP Compliant | ||
| Gold |
Torecom | CFSI Standard Smelter Name | ||
| Gold |
Umicore Brasil Ltda | CFSI Standard Smelter Name | ||
| Gold |
Umicore SA Business Unit Precious Metals Refining | CFSP Compliant | ||
| Gold |
United Precious Metal Refining Inc. | CFSP Compliant | ||
| Gold |
Valcambi SA | CFSP Compliant | ||
| Gold |
Western Australian Mint trading as The Perth Mint | CFSP Compliant | ||
| Gold |
Xstrata Canada Corporation | CFSI Standard Smelter Name | ||
| Gold |
Yokohama Metal Co Ltd | CFSI Standard Smelter Name | ||
| Gold |
Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CFSI Standard Smelter Name | ||
| Gold |
Zijin Mining Group Co. Ltd | CFSI Standard Smelter Name | ||
| Gold |
Anhui Tongling non-ferrous Pioneer Metals Corporation | Unknown | ||
| Gold |
China cold international resources corp.ltd | Unknown | ||
| Gold |
Dongguan Standard Electronic Material.Co.,Ltd | Unknown | ||
| Gold |
ECO-SYSTEM RECYCLING CO., LTD. | CFSP Compliant | ||
| Gold |
FAGGI ENRICO SPA | Unknown | ||
| Gold |
Guangdong Jinding Gold Ltd. | CFSI Standard Smelter Name | ||
| Gold |
Hunan Chenzhou Mining Industry Group | CFSI Standard Smelter Name | ||
| Gold |
Kennecott Utah Copper | CFSP Compliant | ||
| Gold |
Kunshan Jinli chemical industry reagents co.,Ltd. | Unknown | ||
| Gold |
Lingbao Jinyuan Tonghui Refinery Co. Ltd. | CFSI Standard Smelter Name | ||
| Gold |
Metalor Technologies Singapore Pte Ltd | CFSP Compliant | ||
| Gold |
Metalor Technology (Suzhou) | Unknown | ||
| Gold |
MK electron | Unknown | ||
| Gold |
N.E.Chemcat Corporation | Unknown | ||
| Gold |
Ningbo Kangqiang | Unknown | ||
| Gold |
Realized the enterprise Co.,Ltd. | Unknown | ||
| Gold |
Scotia Mocatta | Unknown | ||
| Gold |
Shandong Tiancheng Biological Gold Industrial Co.,Ltd. | Unknown | ||
| Gold |
Shanghai Gold exchange | Unknown | ||
6
| Gold |
SHENZHEN TIANCHENG CHEMICAL CO LTD | Unknown | ||
| Gold |
So Accurate Refing Group | CFSI Standard Smelter Name | ||
| Gold |
Tai zhou chang san Jiao electron Co.,Ltd | Unknown | ||
| Gold |
Technic Inc | Unknown | ||
| Gold |
The Hutti Gold Company | Unknown | ||
| Gold |
TongLing Nonferrous Metals Group Holdings Co.,Ltd | CFSI Standard Smelter Name | ||
| Gold |
Williams/ Williams Brewster | Unknown | ||
| Gold |
YAMAMOTO PRECIOUS METAL CO., LTD. | CFSI Standard Smelter Name | ||
| Gold |
Yantai Guodasafina High-Tech Environmental Refinery Co. Ltd. | Unknown | ||
| Gold |
Zhongshan Public Security Bureau, Guangdong Province, China | Unknown | ||
| Tantalum |
Conghua Tantalum and Niobium Smeltry | CFSP Compliant | ||
| Tantalum |
Duoluoshan | CFSP Compliant | ||
| Tantalum |
Exotech Inc. | CFSP Compliant | ||
| Tantalum |
F&X | CFSP Compliant | ||
| Tantalum |
Gannon & Scott | CFSI Standard Smelter Name | ||
| Tantalum |
Global Advanced Metals | CFSP Compliant | ||
| Tantalum |
H.C. Starck GmbH | CFSP Compliant | ||
| Tantalum |
Hi-Temp | CFSP Compliant | ||
| Tantalum |
JiuJiang JinXin Nonferrous Metals Co. Ltd. | CFSI Standard Smelter Name | ||
| Tantalum |
JiuJiang Tambre Co. Ltd. | CFSP Compliant | ||
| Tantalum |
Kemet Blue Powder | CFSP Compliant | ||
| Tantalum |
King-Tan Tantalum Industry Ltd | CFSI Standard Smelter Name | ||
| Tantalum |
Mitsui Mining & Smelting | CFSP Compliant | ||
| Tantalum |
Ningxia Orient Tantalum Industry Co., Ltd. | CFSP Compliant | ||
| Tantalum |
Plansee | CFSP Compliant | ||
| Tantalum |
RFH | CFSP Compliant | ||
| Tantalum |
Solikamsk Metal Works | CFSP Compliant | ||
| Tantalum |
Taki Chemicals | CFSP Compliant | ||
| Tantalum |
Tantalite Resources | CFSP Compliant | ||
| Tantalum |
Telex | CFSP Compliant | ||
| Tantalum |
Ulba | CFSP Compliant | ||
| Tantalum |
Zhuzhou Cement Carbide | CFSP Compliant | ||
| Tantalum |
Metallurgical Products India Pvt Ltd. | CFSP Compliant | ||
| Tantalum |
Shanghai Jiangxi Metals Co., Ltd. | CFSI Standard Smelter Name | ||
| Tin |
Alpha | CFSI Standard Smelter Name | ||
| Tin |
CNMC (Guangxi) PGMA Co. Ltd. | CFSI Standard Smelter Name | ||
| Tin |
Cooper Santa | CFSI Standard Smelter Name | ||
| Tin |
CV Duta Putra Bangka | CFSI Standard Smelter Name | ||
| Tin |
CV JusTindo | CFSI Standard Smelter Name | ||
7
| Tin |
CV Makmur Jaya | CFSI Standard Smelter Name | ||
| Tin |
CV Nurjanah | CFSI Standard Smelter Name | ||
| Tin |
CV Prima Timah Utama | CFSI Standard Smelter Name | ||
| Tin |
CV Serumpun Sebalai | CFSI Standard Smelter Name | ||
| Tin |
CV United Smelting | CFSI Standard Smelter Name | ||
| Tin |
EM Vinto | CFSI Standard Smelter Name | ||
| Tin |
Fenix Metals | CFSI Standard Smelter Name | ||
| Tin |
Geiju Non-Ferrous Metal Processing Co. Ltd. | CFSP Compliant | ||
| Tin |
Gejiu Zi-Li | CFSI Standard Smelter Name | ||
| Tin |
Gold Bell Group | CFSI Standard Smelter Name | ||
| Tin |
Huichang Jinshunda Tin Co. Ltd | CFSI Standard Smelter Name | ||
| Tin |
Jiangxi Nanshan | CFSI Standard Smelter Name | ||
| Tin |
Kai Unita Trade Limited Liability Company | CFSI Standard Smelter Name | ||
| Tin |
Linwu Xianggui Smelter Co | CFSI Standard Smelter Name | ||
| Tin |
Liuzhou China Tin | CFSI Standard Smelter Name | ||
| Tin |
Malaysia Smelting Corp | CFSP Compliant | ||
| Tin |
Metallo Chimique | CFSI Standard Smelter Name | ||
| Tin |
Mineração Taboca S.A. | CFSP Compliant | ||
| Tin |
Minmetals Ganzhou Tin Co. Ltd. | CFSI Standard Smelter Name | ||
| Tin |
Minsur | CFSP Compliant | ||
| Tin |
Mitsubishi Materials Corporation | CFSP Compliant | ||
| Tin |
Novosibirsk Integrated Tin Works | CFSI Standard Smelter Name | ||
| Tin |
OMSA | CFSP Compliant | ||
| Tin |
PT Alam Lestari Kencana | CFSI Standard Smelter Name | ||
| Tin |
PT Artha Cipta Langgeng | CFSI Standard Smelter Name | ||
| Tin |
PT Babel Inti Perkasa | CFSI Standard Smelter Name | ||
| Tin |
PT Babel Surya Alam Lestari | CFSI Standard Smelter Name | ||
| Tin |
PT Bangka Kudai Tin | CFSI Standard Smelter Name | ||
| Tin |
PT Bangka Putra Karya | CFSI Standard Smelter Name | ||
| Tin |
PT Bangka Timah Utama Sejahtera | CFSI Standard Smelter Name | ||
| Tin |
PT Bangka Tin Industry | CFSI Standard Smelter Name | ||
| Tin |
PT Belitung Industri Sejahtera | CFSI Standard Smelter Name | ||
| Tin |
PT BilliTin Makmur Lestari | CFSI Standard Smelter Name | ||
| Tin |
PT Bukit Timah | CFSP Compliant | ||
| Tin |
PT DS Jaya Abadi | CFSI Standard Smelter Name | ||
| Tin |
PT Eunindo Usaha Mandiri | CFSI Standard Smelter Name | ||
| Tin |
PT Fang Di MulTindo | CFSI Standard Smelter Name | ||
| Tin |
PT HP Metals Indonesia | CFSI Standard Smelter Name | ||
| Tin |
PT Karimun Mining | CFSI Standard Smelter Name | ||
| Tin |
PT Koba Tin | CFSI Standard Smelter Name | ||
| Tin |
PT Mitra Stania Prima | CFSI Standard Smelter Name | ||
8
| Tin |
PT Refined Banka Tin | CFSI Standard Smelter Name | ||
| Tin |
PT Sariwiguna Binasentosa | CFSI Standard Smelter Name | ||
| Tin |
PT Stanindo Inti Perkasa | CFSI Standard Smelter Name | ||
| Tin |
PT Sumber Jaya Indah | CFSI Standard Smelter Name | ||
| Tin |
PT Tambang Timah | CFSP Compliant | ||
| Tin |
PT Timah | CFSP Compliant | ||
| Tin |
PT Timah Nusantara | CFSI Standard Smelter Name | ||
| Tin |
PT Tinindo Inter Nusa | CFSI Standard Smelter Name | ||
| Tin |
PT Yinchendo Mining Industry | CFSI Standard Smelter Name | ||
| Tin |
Thaisarco | CFSP Compliant | ||
| Tin |
White Solder Metalurgia | CFSP Compliant | ||
| Tin |
Yunnan Chengfeng | CFSI Standard Smelter Name | ||
| Tin |
Yunnan Tin Company Limited | CFSP Compliant | ||
| Tin |
5N Plus | Unknown | ||
| Tin |
American Iron and Metal | Unknown | ||
| Tin |
An Xin Xuan Xin Yue You Se Jin Shu Co.Ltd | Unknown | ||
| Tin |
ATI Metalworking Products | Unknown | ||
| Tin |
Best Metals | Unknown | ||
| Tin |
CFC Cooperativa dos Fundidores de Cassiterita da Amazônia Ltda. | Unknown | ||
| Tin |
Feinhütte Halsbrücke GmbH | Unknown | ||
| Tin |
GEJIU GOLD SMELTER MINERALS CO.,LTD | Unknown | ||
| Tin |
Gejiu Jin Ye Mineral Co., Ltd. | Unknown | ||
| Tin |
Gejiu YunXin Colored Electrolysis Ltd | Unknown | ||
| Tin |
GEJIU YUNXIN COLORED ELECTROLYTIC CO.,LTD | Unknown | ||
| Tin |
HANDOK METAL CO.,LTD | Unknown | ||
| Tin |
Heraeus Materials Technology GmbH&Co.KG | Unknown | ||
| Tin |
IBF IND BRASILEIRA DE FERROLIGAS LTDA | Unknown | ||
| Tin |
Jia Tian | Unknown | ||
| Tin |
Jiangxi Tungsten Industry Co Ltd | Unknown | ||
| Tin |
KOVOHUTĚ PŘÍBRAM NÁSTUPNICKÁ, A.S. | Unknown | ||
| Tin |
MCP Metal Specialist Inc. | Unknown | ||
| Tin |
Nathan Trotter | Unknown | ||
| Tin |
NGHE TIN NON-FERROUS METAL | Unknown | ||
| Tin |
O.M. Manufacturing Phillipenes | CFSI Standard Smelter Name | ||
| Tin |
Ohio Precious Metals LLC. | Unknown | ||
| Tin |
Poongsan Corporation | Unknown | ||
| Tin |
Rui Da Hung | CFSI Standard Smelter Name | ||
| Tin |
Samhwa Non-Ferrous Metal. Inc Co.,Ltd | Unknown | ||
| Tin |
Shan Tou Shi Yong Yuan Jin shu Zai Sheng Co.,Ltd. | Unknown | ||
9
| Tin | Soft Metais LTDA | CFSI Standard Smelter Name | ||
| Tin | SOLDER COAT CO.,LTD. | Unknown | ||
| Tin | Taicang City Nancang Metal Meterial Co.,Ltd. | Unknown | ||
| Tin | Traxys | Unknown | ||
| Tin | Westfalenzinn | Unknown | ||
| Tin | Wilhelm Westmetall | Unknown | ||
| Tin | Wind Yunnan Nonferrous Metals Co.,Ltd. | Unknown | ||
| Tin | Wu Xi Shi Yi Zheng Ji Xie She Bei | Unknown | ||
| Tin | Yifeng Tin Industry(Chenzhou)Co.,Ltd. | Unknown | ||
| Tin | Yokohama Metal Co Ltd | Unknown | ||
| Tin | Zhongjin Gold Corporation Limited | Unknown | ||
| Tin | Zhuhai Horyison Solder Co.,Ltd | Unknown | ||
| Tin | Metallic Resources Inc | Unknown | ||
| Tin | So Accurate Refing Group | Unknown | ||
| Tungsten | ALMT | CFSI Standard Smelter Name | ||
| Tungsten | ATI Tungsten Materials | CFSI Standard Smelter Name | ||
| Tungsten | Chaozhou Xianglu Tungsten Industry Co Ltd | CFSI Standard Smelter Name | ||
| Tungsten | China Minmetals Nonferrous Metals Co Ltd | CFSI Standard Smelter Name | ||
| Tungsten | Jiangxi Tungsten Industry Group Co Ltd | CFSI Standard Smelter Name | ||
| Tungsten | Chongyi Zhangyuan Tungsten Co Ltd | CFSI Standard Smelter Name | ||
| Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CFSI Standard Smelter Name | ||
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CFSI Standard Smelter Name | ||
| Tungsten | Ganzhou Grand Sea W & Mo Group Co Ltd | CFSI Standard Smelter Name | ||
| Tungsten | Global Tungsten & Powders Corp | CFSI Standard Smelter Name | ||
| Tungsten | HC Starck GmbH | CFSI Standard Smelter Name | ||
| Tungsten | Hunan Chenzhou Mining Group Co | CFSI Standard Smelter Name | ||
| Tungsten | Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd. | CFSI Standard Smelter Name | ||
| Tungsten | Japan New Metals Co Ltd | CFSI Standard Smelter Name | ||
| Tungsten | Jiangxi Rare Earth & Rare Metals Tungsten Group Corp | CFSI Standard Smelter Name | ||
| Tungsten | Kennametal Inc. | CFSI Standard Smelter Name | ||
| Tungsten | Tejing (Vietnam) Tungsten Co Ltd | CFSI Standard Smelter Name | ||
| Tungsten | Wolfram Bergbau und Hütten AG | CFSI Standard Smelter Name | ||
| Tungsten | Wolfram Company CJSC | CFSI Standard Smelter Name | ||
| Tungsten | Xiamen Tungsten Co Ltd | CFSI Standard Smelter Name | ||
| Tungsten | Zhuzhou Cemented Carbide Group Co Ltd | CFSI Standard Smelter Name | ||
| Tungsten | Air Products and Chemicals, Inc. | Unknown | ||
| Tungsten | Ganzhou Grand Sea W& Mo Group Co., Ltd. (Ganzhou Sea Dragon) | Unknown | ||
| Tungsten | Ganzhou sinda W&Mo Co.,Ltd (Ganzhou Sea Dragon) | Unknown | ||
| Tungsten | Hitachi Metals, Ltd., | Unknown | ||
10
| Tungsten |
KYORITSU GOKIN CO.,LTD. | Unknown | ||
| Tungsten |
Materion | Unknown | ||
| Tungsten |
Nanchang Cemented Carbide Limited Liability Company | Unknown | ||
| Tungsten |
NingHua XingLuoKeng TungSten Mining CO.,LID | Unknown | ||
| Tungsten |
Ningxia Orient Tantalum Industry Co., Ltd. | Unknown | ||
| Tungsten |
North American Tungsten Corporation Ltd. | Unknown | ||
| Tungsten |
Xiamen Golden Egret Special Alloy Co. Ltd. | Unknown | ||
| Tungsten |
Xiamen Honglu Tungsten Molybdenum Industry Co.,Ltd | Unknown | ||
| Tungsten |
Xiamen Tungsten(H.C) Co.,Ltd. | CFSI Standard Smelter Name | ||
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APPENDIX B
Below is a summary of the minerals and country of origin information, collected as a result of the Company’s RCOI and due diligence:
| Conflict Mineral |
Countries of origin and other sources may include the following: | |
| Gold | Australia, Austria, Belgium, Bolivia, Brazil, Canada, Chile, China, Czech Republic, France, Germany, Hong Kong, India, Indonesia, Italy, Japan, Kazakhstan, Korea, Republic of, Kyrgyzstan, Malaysia, Mexico, Netherlands, Peru, Philippines, Poland, Russian Federation, Saudi Arabia, Singapore, South Africa, Spain, Sweden, Switzerland, Taiwan, Thailand, Turkey, United Kingdom, United States, Uzbekistan, Vietnam | |
| Tin | Belgium, Bolivia, Brazil, Canada, China, Czech Republic, France, Germany, Indonesia, Japan, Korea, Republic of, Malaysia, Peru, Poland, Russian Federation, Rwanda, Taiwan, Thailand, United Kingdom, United States, Vietnam | |
| Tantalum | Austria, China, Germany, India, Japan, Kazakhstan, Russian Federation, South Africa, United States | |
| Tungsten | Austria, Canada, China, Germany, Japan, Russian Federation, United States, Vietnam | |
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